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Regina Capital Development Corporation

Trading Participant, Philippine Stock Exchange

SEC-licensed broker-dealer · Licence No. [insert]

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Private Brokerage Since 1989 · Over 35 years serving Philippine investors.

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Data Privacy

Privacy Notice

Regina Capital Development Corporation (“RCDC”) is committed to protecting your personal data in full compliance with Republic Act No. 10173, otherwise known as the Data Privacy Act of 2012 (DPA), its Implementing Rules and Regulations (IRR), and issuances of the National Privacy Commission (NPC).

1. Collection of Personal Information

When you open an account or consult with us, we collect personal information including full name, date and place of birth, citizenship, identification numbers (TIN, SSS/GSIS), specimen signatures, financial information, employment details, and source of funds as mandated by the Securities and Exchange Commission (SEC) and the Anti-Money Laundering Council (AMLC).

2. Use and Processing

Personal data is used strictly for identity verification, account administration, order execution on the Philippine Stock Exchange, trade settlement, regulatory reporting, and risk management.

3. Data Protection and Rights

We employ enterprise-grade cryptographic controls, physical security, and strict access protocols. Under the DPA, you have the right to be informed, access, rectify, erase, or object to processing under designated legal conditions.

For inquiries, contact our Data Protection Officer at dpo@reginacapital.com.

Legal Governance

Terms of Use

By accessing or using this website, you agree to be bound by these Terms of Use and all applicable laws and regulations governing Philippine securities markets.

1. Research & Market Information

All stock quotes, market commentary, and research analyses provided by RCDC are for informational purposes only and do not constitute an offer, solicitation, or recommendation to buy or sell any security. Past market performance is no guarantee of future returns.

2. Cheque-Only Safety Policy

In accordance with strict investor safety protocols, all payments for securities purchases and account fundings must be made exclusively by crossed cheque payable directly to “Regina Capital Development Corporation” or via verified authorized bank bills payment facilities.

3. Intellectual Property

The Limlingan Financial Model, research reports, corporate logos, and website layouts are proprietary property of Regina Capital Development Corporation.

Investor Protection

Customer Complaints & Assistance

Regina Capital Development Corporation is committed to fair dealing, transparency, and prompt resolution of customer inquiries and complaints.

How to File an Inquiry or Grievance:

Compliance Desk: Unit 1809–1810, PSE Tower 18F, 5th Ave. cor. 28th St., BGC, Taguig

Telephone: +63 2 8848 5481 to 84

Email: compliance@reginacapital.com / info@reginacapital.com

Complaints are acknowledged within one (1) business day and formally addressed within five (5) to seven (7) business days. In the event an issue cannot be resolved internally, clients may escalate to the Securities and Exchange Commission (SEC) Market and Securities Regulation Department (MSRD) or the Capital Markets Integrity Corporation (CMIC).

Schedule of Charges

Fees & Commissions Schedule

All stock transactions executed on the Philippine Stock Exchange (PSE) are subject to standard regulated transaction costs and statutory taxes:

Fee Item	Rate	Applies To
Brokerage Commission	0.25% of Gross Trade (Min ₱20 per transaction)	Buy & Sell
Value-Added Tax (VAT)	12% of Brokerage Commission	Buy & Sell
PSE Transaction Fee	0.005% of Gross Trade	Buy & Sell
SCCP Clearing Fee	0.01% of Gross Trade	Buy & Sell
Stock Transaction Tax (Sales Tax)	0.60% of Gross Trade Value	Sell Orders Only

No hidden custodian or account maintenance charges. Direct settlement applies via cheque or verified bank transfer.

Regina Capital Headquarters

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Our Branch Offices

Greenhills

Iloilo

Cagayan de Oro

Baguio